, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
) Plc., the SEC probed into the case and found that {B} and {A} had been authorized by their client to make securities trading decisions on the client? s behalf. {B} admitted that she has been authorized
Narongdej reduced his shareholding below such trigger point, he then was exempted from the requirement to make a tender offer. SEC Act S.247 Settlement Committee Meeting No. 9/2017 Settlement
of the total voting rights of BTNC. Later SIRATARN reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer. SEC Act S.247 Settlement
the total voting rights of BTNC. Later Mrs. Sirina Pavarolarvidya reduces her shareholding below such trigger point, her then was exempted from the requirement to make a tender offer. SEC Act S.247
total voting rights of SANKO. Later TIP reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer SEC Act S.247 Settlement Committee Meeting No
Miss Keswarang Sawatdipan Miss Keswarang Sawatdipan dishonestly deceived the investors by asserting false statements to make invetors believe that she was licensed to operate a derivatives business
Mr. Richard Dunston Malpass Mr. Richard Dunston Malpass (“Mr. Malpass”), resided in Thailand, solicited foreign investors to make investment in mutual fund based on his advice for the sake of tax
bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Product Platform in January 2023 to make it convenient for market participants and the general public to access