Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies

Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company

Rules for Being Settlor and Trustee of Real Estate Investment Trust

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)

Investment Trusts (REITs) Quarter 2/2023   Tender Offer ( 2 record(s) found) No. Report Name Data File As of Data Definition 1 Tender Offer Activities Quarter 2/2023   2 Number of Companies being Waived Tender

) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert

National Strategy, the 12th National Economic and Social Development Plan and the Capital Market Development Plan. Currently, PVD is a major source of savings to support employees’ post-retirement living

-oriented support to the fund industry to promote long-term investment in mutual funds, aiming to foster financial well-being for youth education as well as post-retirement living. Additionally, a focus is

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service