account); (2) Derivatives position limit of customer at any time; (3) Derivatives position of customer that is still open (open interest); (4) The amount and type of asset deposited as margin or for
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
cognitive limitations of the agent who proposes the price. • Kuo et al. (2015) find that investors who disproportionately submit more orders at round numbers (they classify this group as investors with
Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No
Notification of the Securities and Exchange Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of
Microsoft Word - Orkhor5_2553_attach2.doc สรุปผลการรับฟงความคิดเหน็เรื่องการแกไขหลักเกณฑการตั้งตัวแทนขายหรือรับซื้อคืนหนวยลงทุน (selling agent) จากการรับฟงความคิดเหน็จากประชาชนทัว่ไปทางเว็บไซต
Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No
เอกสารเผยแพร่ เอกสารการรับฟงความคิดเหน็ เร่ือง หลักการออกประกาศเรื่อง การแตงตัง้ตัวแทนสนับสนุนการซื้อขายสญัญาซื้อขายลวงหนา (selling agent) สําหรับสัญญาซื้อขายลวงหนาฟวเจอรสท่ีมีทองคําเปนสินค
PROSPECTUS CHANEL CERES PLC (incorporated with limited liability in England and Wales) EUR300,000,000 Sustainability-Linked Guaranteed Notes due 2026 unconditionally and irrevocably guaranteed by Chanel Limited Issue price: 99.726 per cent. and EUR300,000,000 Sustainability-Linked Guaranteed Notes due 2031 unconditionally and irrevocably guaranteed by Chanel Limited Issue price: 99.400 per cent. The EUR300,000,000 Sustainability-Linked Guaranteed Notes due 2026 (the "2026 Notes") and the EUR300,...