relating to Class Action such as travelling expenses, accommodation expenses, expenses for knowledge training for the class members and expenses for gathering evidence. In a case where the Court gives

inaccurate (i.e., incorrect calculations) • Report logic is incorrectly applying parameters • Report logic is incorrectly gathering source data • Unauthorized changes to systems or programs Infrastructure

Engagement, voting, other stewardship tools and investment decisions feed into each other 20 Engagement Voting Escalation Other stewardship Investment decisions To support information gathering and decision

sentenced the debtor to bankruptcy on September 13, 2017. The current process is in the process of gathering assets of the debtor, such as a deposit account; in addition, there are other property found, such

include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or

as to where potential problem areas might lie? 9. What are the main ESG risks for the company, and are such ESG risks included in the company’s risk register or other internal reporting systems? 10

Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...

 Smart freight logistics Other relevant criteria to be passed for eligibility: 7 Use of pre-existing or parallel appraisals The above set of criteria is designed to keep information-gathering and

mall and become a convenient gathering for customers. Prudent Financial Management and Funding Strategy In 2017, CPN’s average cost of fund stood at 2.81%, lower than the previous year at 3.23

making decisions about appropriate courses of action during the audit. • Professional judgment process includes: 1 Clarifying the issues and objectives 2 Considering the possible alternatives 3 Gathering