the British Library ISBN 978-1-907387-13-5 2 © International Corporate Governance Network (2014) ICGN Global Governance Principles About ICGN An investor-led organization of governance professionals

สนองต่อการไม่ปฏิบัติตามกฎหมายและข้อบังคับ โดยที่ International Ethics Standards Board for Accountants (“IESBA”) ได้กำหนดเรื่องการตอบสนองต่อการไม่ปฏิบัติตามกฎหมายและข้อ

businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional

courses on good corporate governance to promote ethics, morals and codes of professional conducts for utmost benefit of the clients. Vorapol added that ?Personnel in securities and derivatives businesses

available from the British Library ISBN 978-1-907387-13-5 ICGN Statement of Principles for Institutional Investor Responsibilities About ICGN An investor-led organization of governance professionals, ICGN’s

-changes-as-approved-on- September-15_2015.pdf 2. IOSCO PRINCIPLES FOR AUDITOR OVERSIGHT 2002 # 8. Within a jurisdiction, auditors should be subject to oversight by a body that acts and is seen to act in the

on corporate governance principles. This includes management of investment money, performance monitoring of target listed companies, preparation and disclosure of responsible investment policy, strict

development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in

accountability in accordance with the professional code of ethics, auditing standards, and other additional regulations prescribed by the law governing securities and exchange. Yours sincerely, Signature

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Association of Thai Securities Companies (ASCO