lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
. Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC is pleased to establish closer cooperation with the AFTC. We trust that the MoU signing will lead to development and collaboration to achieve
ตลาดหลักทรัพยฯ ดังนั้น ดวยเหตุผลดังกลาวขางตน ก.ล.ต. จึงเห็นควรกําหนดหาม FA และ underwriter ท่ีมีสวนในการกําหนดราคา (lead underwriter) ซ้ือหรือขายหุนท่ีตนรบัเปนท่ีปรึกษาหรือรับจัดจําหนาย เปนระ
percent from the same period of last year affected by foreign exchange volatility during the Covid-19 pandemic in first quarter that lead to accumulated loss on exchange rate. 2. Cost of goods sold and
and nearby countries Objectives of Investment 1. To increase production capability and shorten lead time for sales to customers in the US and nearby countries 2. To expand distribution network in the
compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or for concealing shareholding information, which could lead to inappropriate behaviors in
. Effective from 1 April 2024, the amendment* aims to prevent Thai investors from misusing NVDR as a tool to evade regulatory compliance, which could lead to inappropriate behaviors, and to encourage Thai
action may be pursued, which may lead to imprisonment and fines. If such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action. Mrs. Waratchya
capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this