by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D

the public and that mutual funds are not exploited or dominated by large unitholders who may interfere with the fund management. However, the Revenue Department has revised the tax regulations on

the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of

estate investment trust), can invest in types of infrastructure projects providing benefits or services to the public at large. It can invest in onshore and offshore infrastructure projects either by

practice; while the SEC and the OAG will work together to strengthen audit work of SET listed companies. ?Most of the listed SOEs are large organizations, accounting for 17 percent of the total market

managing business resources. Such financial robustness will allow SMEs to strengthen their competitive edge and, by extension, the Thai economy at large. With more businesses choosing to raise capital  by

}, a securities investment consultant of the same company, did not record their clients? securities trading orders. The three persons admitted that they took large amount of orders via mobile phone in

resulted in the large private hospital operator and increase in {X1}'s revenue from larger market share.In this regard, {B} and {C} aided and abetted {A}'s action by letting him trade {X1} shares through

with a large offering size, and benefit fund mobilization in the capital market.?The proposed rules would be imposed on cornerstone participation in an IPO with a minimum offering size of 5 billion baht

ซักซ้อมความเข้าใจเกี่ยวกับการคำนวณค่าความเสี่ยงจากการที่บริษัทมีเงินลงทุนกระจุกตัวในบุคคลใดบุคคลหนึ่ง (Large Exposure Risk) ตามที่ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ว่าด้วยการคำนวณ