where the Company and subsidiaries are being inspected by an authorized agency regarding whether or not the operation of the Company and subsidiaries may have a material issue on violation of laws or

Section 222/35 2 3. Opting out of being members Members of the class have the right to opt out of being members by notifying their wish in writing to the Court within the time period prescribed by the Court

for external reviewers, as well as to the organisation, content and disclosure for their reports. They have been developed as a common undertaking between the Executive Committee of the Principles in

date of the application: (a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Stock Exchange to issue a warning to the investors or

shall be in accordance with the regulations specified under Division 1; 2. an offering of newly issued shares by a listed company without any issue related to good corporate governance shall be in

; (e) rating (if any). D. Liens 1. In case of issuing secured debentures, disclose the kind and priority of any lien securing the issue, as well as the principal properties or assets subject to the lien

qualifications: (a) being a life insurance agent who works for the company or its subsidiary only (acting as an exclusive agent); and 3 Amended by the Notification of the Capital Market Supervisory Board No. Tor

) as well as the provisions under Part 6 in case of the applicant being a holding company; 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 55/2558 Re: Provisions

workshops for our auditors, as well as for the auditors preparing to register with the SEC, as we seek to expand the pool of the SEC-registered auditors. Being well aware of the fact that the quality of

and Offer for Sale of Securities; or (b) being individual investors or juristic persons that have a stable financial status and a potential to an actual investment as well as have knowledge, skills