accounts to mislead the clients into believing that such amounts were their investment money plus benefits.Afterward, they repeated the same method by persuading the clients to continue investing in order to
Bangkok, June 10, 2014 - The SEC suspended two capital investment consultants, namely {A} and {C}, and a securities investment consultant {B} for trading securities on behalf of the client and
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board (CMSB) recently approved revision of regulations to expand list of investment products denominated foreign currencies
returns, or illegally using the images and/or names of executives of capital market organizations to lure individuals into investing, etc. The SEC has therefore opened the Investment Scam Hotline
insufficient distribution of the investment units. Related Regulations Notification of the Capital Market Supervisory Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and
insufficient distribution of the investment units. Related Regulations Notification of the Capital Market Supervisory Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and
maximum returns and managing investment risks. The I Code aims to build institutional investors? long-term credibility, and protect the best interest of asset owners and the capital market at large.As
the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as