Exchange Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors . “ financial institution ” means: (1) a commercial bank under the Law on Financial Institutions ; (2) a
Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors. “financial institution” means: (1) a commercial bank under the Law on Financial Institutions 1 ; (2) a financial
Securities and Exchange Commission SorNor 21/2553 Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds for Solving Financial Institution Problems and
) Date (Oldest) Notification of the Office of the Securities and Exchange Commission SorNor 21/2553 Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds
to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.
to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.
=1&doc_id=6643&SearchNo= Notification of the Office of the Securities and Exchange Commission SorNor 21/2553 Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems
Funds for Solving Financial Institution Problems, Mutual Funds for Solving Financial Institution Problems and Property and Loan Funds http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1
in the category of derivatives dealer under the law of such foreign country; this is limited to only apply for derivatives dealer registration; (4)1 financial institution established under specific law
category of derivatives dealer under the law of such foreign country; this is limited to only apply for derivatives dealer registration; (4) 1 financial institution established under specific law; this is