,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles
value of consideration approach, the highest transaction value is equal to 39.52 percent per the Company’s financial statements reviewed by the auditor for the quarterly financial statement ended June 30
transaction based on the Total value of consideration approach, the highest transaction value is equal to 39.52 percent per the Company’s financial statements reviewed by the auditor for the quarterly financial
transaction based on the Total value of consideration approach, the highest transaction value is equal to 39.52 percent per the Company’s financial statements reviewed by the auditor for the quarterly financial
' structure notes securities with embedded options 3 exotic derivatives +,". (.* % 3&' # !#-!'3' #)#3 0' J0 0 building-block approach " K /0.' / .( 0 3 ."'* /0.$#%3#%] (.+Z" +,'$ 3. (% #-!'# 4
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
in market capitalization approach in share listing, Thai medium-sized firms operating in the targeted industries under the BCG model as well as large foreign firms that create economic benefits to
proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual
, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with