restriction as indicated under Clause 21 except for a transfer by inheritance. It shall be deemed that the SEC office has registered a transfer restriction on the date such statement is made; (2) the Company

areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor

that are inconsistent with international standards or insufficient to protect investors' interest efficiently."The new Securities Law covers six areas as follows:(1) Enhancing flexibility of

/ActandRoyalEnactment/Act/act-sea2008-no4.pdf DRAFT order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have

trust, the Requirements for All Types of Trust set out in Chapter 1. The applicant is also required to present a restriction on the unit transfer that would prohibit any transfer, save for inheritance

holders; (8) “sukuk trustee” means any trustee who has the duty to protect the rights and benefits of sukuk holders; (9) “Shariah advisor” means any advisor who has the duty to consider transactions in

, challenges and opportunities from the technological advancement, as well as how to protect investors and create a fair and efficient capital market. 2.     Rebuilding the Future of Finance: Digital Assets

attend the shareholders? meetings and exercise their voting right to protect their own interest.?The following information provided in the prospectus shuould be taken into serious consideraton, namely (1

Bangkok, July 7, 2015 ? The SEC is revising rules on private placement (PP) of newly issued shares to protect existing shareholders and prevent the exploitation of this means for the benefits of any

that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect