Bitazza Company Limited Bitazza Company Limited (“Bitazza”), a digital asset broker, had duties to submit a financial statement for the year 2021 to SEC office and notify the financial statement on

year 2021 to SEC office and notify the financial statement on Upbit’s website within the period specified in the notification of the Securities and Exchange Commission which is within May 3, 2022

business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the

statement for the year 2022 to SEC office and notify the financial statement on GMOZ’s website within the period specified in the notification of the Securities and Exchange Commission which is within May 2

Mr. Worawat Narknawdee From January 12, 2022, to June 30, 2022, Mr. Worawat Narknawdee, the owner and operator of ACTPAY, was responsible for providing a notification system that would notify 1000X

Notify the Resolutions of the BOD, Change of Objectives of Funds Usage, Acquisition of Assets, The issuance of debentures and Fix the Date of EGM 1/2020 (revise) 09/06/2020 09:02 Notify the Resolutions of

}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to

revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC

her client to buy derivative warrant without informing the client of specific risk of securities, the securities? last trading date and maturity date. {A} admitted that she advised the client to buy

Securities Company Limited, had made trading orders before informing the client who did not make any objection and made payments for the trading transactions. The trading activities involved shares and