2017 > CG Code > Part 2 Guidelines and Explanations (Principle 1 - 4) CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable
effective date of the Registration Statement.” 2 Table of Content Part 1: Fact Sheet Part 2: REIT Information 1. Risk factors 2. Information on the core asset of REIT 3. Disputes or restriction of rights in
Date ......................................... Part 1: Name of an applicant for approval of private fund custodian. Name of applicant (Thai) …………………………………………………………… Name of applicant (English
Fund Custodian Date ......................................... Part 1: Name of an applicant for approval of private fund custodian. Name of applicant (Thai) …………………………………………………………… Name of applicant
for reform in individual countries. 4 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 The Principles were originally developed by the OECD in 1999 and last updated in 2004. The current review
Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
& Certification Scheme 3 Definitions 7 Climate Bonds Standard 13 2 Part A Pre-Issuance Requirements 11 1. Use of Proceeds 11 2. Process for Evaluation and Selection of Projects & Assets 12 3. Management of Proceeds
profitability. 4. Describe the material effects of government regulations on the issuer's business, identifying the regulatory body. E. Group Structure If the issuer is part of a group, provide information about
volatilities. • Issuers (JPM HK) 16,374 12,857 2,416 2010 2011 2012 Reform in Korean market: FSS & KRX worried about large losses of individual investors & growing significance of Equity-Linked Warrants (ELWs
Governance Code 2017 Detail Content CG Code Part 1 Principles and Sub-Principles Principle 1 Establish Clear Leadership Role and Responsibilities of the Boar d Principle 2 Define Objectives that Promote