year (2012). Currently, the examinations of 22 audit firms have been completed where the outcome indicating that most of the firms attentively dedicated their resource to develop and improve their
on financial management. Among those who have savings, only 25 percent of them have planned for their retirement and achieved the goal, indicating that for majority of the Thais, there is much room for
evidence indicating that she had conspired with Sagha in the FOCUS manipulation scheme. The success of this case was another constructive outcome of integrated cooperation among law enforcement authorities
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
sending documents to her own address to conceal high volumes of investment unit switching and buying without the client?s orders. In case of Surasak, the SEC obtained a report indicating that Surasak was
articles or research papers previously prepared and disseminated; (4) an article or research paper which contains a statement indicating the interest, whether directly or indirectly, of the person preparing
disseminated; (4) an article or research paper which contains a statement indicating the interest, whether directly or indirectly, of the person preparing such article or research paper in the underwritten
contains a statement indicating the interest, whether directly or indirectly, of the person preparing such article or research paper in the underwritten securities, provided that such statement shall be
securities or other related securities, compared to other general articles or research paper previously prepared and disseminated; (4) an article or research paper which contains a statement indicating the