engagement performance, if improved will heighten their efficiency and bolster investor confidence in the Thai capital market. The SEC?s audit inspection in 2013 covering eight audit firms indicated that
quality improvement not only indicated effectiveness and efficiency of companies? business operation throughout the year, but also allowed shareholders to seek clarification from the management. This year
satisfactory improvement among 585* listed companies. The rise of 13 such companies to Progress Level 5 (out of 6 levels) indicated extended efforts to involve stakeholders in the implementation of corporate
would constitute a contravention of Section 246 of the SEA. Based on reasonable evidence found in the case indicated that the following persons were involved in the scheme, the SEC thus filed the
ASCO has been in talk with its members to set the report format before submitting to the SEC for approval of ASCO's regulation. Recent securities trading statistics indicated that investment of local
ASCO has been in talk with its members to set the report format before submitting to the SEC for approval of ASCO?s regulation. Recent securities trading statistics indicated that investment of local
Futures Co., Ltd. The SEC's finding indicated that he had falsified documents by signing the documents on behalf of the client and made copy of client's identification card to obtain a gift voucher. When
yet started saving money for their retirement. Furthermore, financial behavior survey indicated ?5 Lacks? as follows: (1) Lack discipline to track spending that caused the household debt rose to 83% of
investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking
April 2,2018 under agreed condition indicated in Share Sale and Purchase Agreement. 2. Parties involved Purchaser Winner Group Enterprise Public Company Limited Seller (s) Mrs. Chawpech Pisutthanan Mr