, stronger protection for shareholder rights, whistle blower protection, and provisions to increase the independence and professionalism of the Securities and Exchange Commission (SEC). The SEC has also
difficult or contentious matters or resolving differences of opinion? If yes, how does the firm ensure the independence and confidentiality of service providers? _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC
GUARDIAN CAPITAL ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED KIATNAKIN PHATRA SECURITIES PUBLIC COMPANY LIMITED GRANT
even our daily lives. 3 ❑The 2023 Israel-Hamas war ❑The war between Ukraine and Russia ❑Trade War between US and China ❑Autonomy of Taiwan and Hong Kong from China Source: The Guardian newspaper ❑Tension
2020 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 27. Guardian Capital Asset Management Company Limited 9 Mar 2023 Signatory Declaration
2020 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 27. Guardian Capital Asset Management Company Limited 9 Mar 2023 Signatory Declaration
independence criteria as specified by the SEC Board; (3) Undertaking of Other Businesses: Requiring any digital asset business operators who wish to undertake other businesses to obtain an approval from the
(including independence, quality standards, etc.)? Does the firm (or the network) have special trainings tailored for each staff level (including individuals from the service delivery center within the firm or
issue of political independence of the securities supervisor through the creation of a formal governing body (a board, council, or commission) whose members are given fixed terms of appointment. If the
that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its operation