Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
Determination of Definitions in the Notification Relating to Issuance and Offer for Sale of Securities (No. 4)
Determination of Definitions in the Notification Relating to Issuance and Offer for Sale of Debt Securities (No. 4)
Determination of Definitions in Notification relating to Issuance and Offer for Sale of Debt Securities (No. 3)
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
Exchange Act (SEA), which prescribes international standard structure, transparency and independence of the SEC Board by separating the roles and responsibilities of Chairman from those of Secretary-General
Calculation of Offer Price of Securities and Determination of Market Price for Consideration of Offer for Sale of Newly Issued Shares with Discount
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertakin
procedures (including independence, quality standards, etc.)? If yes, please describe. 2 Does the firm have specific Continuing Professional Development (CPD) policies and procedures for all staff members and
required? If yes, please describe. 11 Does the firm's policies and procedures include the determination of the engagement team’s: • understanding of, and practical experience with, engagements of a similar