Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
: (Unit: Million Baht) Consolidated Separate Y2017 + Increased /-Decreased Y2017 + Increased /-Decreased Brokerage fees income 866.54 (183.65) 866.54 (183.65) Fees and service income 65.60 (44.66) 65.60
resulting in the low audit quality; and High ratio of listed audit clients to audit personnel, leading to incomplete audit works, inadequate supervision, non-compliance with the firms’ policies and procedures
% For the separate financial statements, the Company shows operation results for the six-month period ended June, 2017 with the following details: unit: THB million 2017 2016 Change (THB million) Change
separate financial statements the Company had total revenue in 2018 equal to 325.62 million Baht, increased from the year 2017 in the amount of 106.11 million Baht, representing an increase of 48.34 percent
Exchange Act B.E.2535 . Preliminary version: incomplete and/or being reviewedinformation. Revised version: new report submitted by the reporter to replace theold one. Chain principle: indirect acquisition of
group percentage after theacquisition/disposition and the person(s) under Section 258 of the Securities and Exchange Act B.E.2535 . Preliminary version: incomplete and/or being reviewedinformation
: incomplete and/or being reviewedinformation. Revised version: new report submitted by the reporter to replace theold one. Chain principle: indirect acquisition of stocks by the reporter, triggering a tender