The Revenue Department has prepared a draft bill amending the Revenue Code relating to the improvement of income tax payment from investors investing in debt securities through mutual funds. The
knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
major areas, namely (1) improvement of business operation in such areas as data storage system, management system, custody of clients’ assets and sale promotion advertising, (2) reporting of duty
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
have opportunities for further improvement especially on the board responsibilities conforming to the best practice guidelines. The SEC together with The Stock Exchange of Thailand, Thai Institute of
improvement SEC Classification : ใชภ้ายใน (Internal) Comments for Potential Improvements Is loss-chasing behaviour (always) irrational behaviour? What if taking more risk, as measured by portfolio
year. The score improvement reflects the SEC’s operating enhancements in various areas as well as preventive measures against corruption. The SEC has received excellent results in the CRMS Assessment
protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of digital assets to facilitate illegal financial transactions, while ensuring regulatory clarity
chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor and deter money laundering. ICO issuers must be a company established under Thai law, with
breaking the laws with criminal and civil penalties. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take