six-month periods ended 30 June 2021 within the period specified by the Notification of the Capital Market Supervisory Board. The Settlement Committee imposed a fine according to 10/2566 on 13 January
notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. The Settlement Committee imposed a fine according to 34/2566 on 27 March 2023. SEC Act S
specified in the notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. The Settlement Committee imposed a fine according to 34/2566 on 27
penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https
value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund's investment will also be
value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund?s investment will also be
and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposal, the capital requirements imposed on those business operators will better reflect operational risk
Bangkok, 9 November 2017 ? The Civil Sanction Committee has imposed civil sanctions on four persons, namely (1) Mr. Surachai Suwanthanakul, (2) Mrs. Orthai Sae-tung, (3) Mr. Somsak Saravutwattanakorn