sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
of the implementation of DLT to support the Thai Capital Market Digital Infrastructure initiative . The initiative, spearheaded by the SEC, was officially launched on 3rd September 2019 to increase
ผลวิจัยที่เกิดจากความร่วมมือของ UN Women และองค์การแรงงานระหว่างประเทศ (International Labour Organization: ILO) เรื่อง ‘Policy Landscaping to advance a Transparent Implementation of the Women’s
(Securities and Exchange Commission of Cambodia : SECC) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ ในหัวข้อ “The implementation of Risk-based Approach Compliance Review Methodology for Financial Reporting of Listed
, the Derivatives Act B.E. 2546, the Trust for Transactions in Capital Market Act B.E. 2550 and the Emergency Decree on Digital Asset Businesses B.E.2561, which is the implementation of Section 13 of
เกี่ยวกับ TCFD มาอย่างต่อเนื่อง โดยในครั้งนี้ได้จัดต่อเนื่องจากการอบรมเมื่อเดือนมีนาคม 2565 ในหัวข้อ “Climate related disclosures and Implementation”
respondents’ comments and recommendations received including the requirements’ details, and the effective implementation timeline. This revision aims to enhance the regulations' appropriateness and
, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator registration under
staffs, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator
guidelines specified for implementation in accordance with this notification. Clause 9. In case where it appears to the SEC Office that any derivatives broker violates or fails to comply with this notification