factsheet without delay, publish the updated information on the management company’s website, notify the selling agents of the updated information and submit it to the SEC electronically. Sample of fees
mutual agreement in any form, including electronic correspondence, between the Authorities and each Authority will publish the content of the latest version on its website. (c) In accordance with Domestic
trigger of the SPT performance leading to potential adjustments, such as a coupon step-up or premium payment of our SLB, we will publish and keep readily available and easily accessible on our website: Up
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
, 2019 the public auction was revoked as the Enforcement Officer did not publish the public auction post on the Legal Execution Department website, the 2nd public auction was subsequently dated on February
entities share with them. To help achieve the objectives outlined in the IOSCO CRA Principles, which should be read in conjunction with the IOSCO CRA Code, CRAs should adopt, publish, and adhere to a Code of
only in English, if the unit offeror wishes to publish the information concerning the offer for sale of units of foreign collective investment scheme in Thai, such information to be published shall be
of the Memorandum and will publish separate announcements informing the industry of the effective implementation of the arrangement. Investment Management Policy Department Securities and Exchange
will endeavour to take all actions necessary to implement the MRF arrangement within 6 to 12 months following the signing of the Memorandum and will publish separate announcements informing the industry
Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...