party, and obtained unlawful http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/06/2021 Vongsarojana and (3) Mr. Teera Phoncharoensuk jointly failed
result, Chantip gained illegal benefits from such buying. Moreover, during 12 July – 10 August 2018, after Chantip knew negative non-public information that the operating results of UVAN in the second
without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions
SLC shares and gained the illegal profit at the expense of general public. Thai, in particular, aided or abetted the group by gathering and providing related information which is essence to the
Office that: (1) the applicant’s business is not involved in any illegal activities either under Thai or foreign law; (2) the offering specified in the application may be legally made under the laws and
unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co., Ltd. (BF
approval on behalf of the company, colluded with Miss Tan Lethi, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for
of the company, colluded with Miss Penkae Katekaew, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for BLISS’s
benefit, the actual price was 40 million baht. Therefore, their acts were considered that they dishonestly violated duties as well as obtained unlawful gains for themselves or another person and caused