of the account, including identification of the customer’s identity, source of funds used for derivatives trading and the real beneficiary of the customer. Clause 19. Derivatives broker shall arrange

of the account, including identification of the customer’s identity, source of funds used for derivatives trading and the real beneficiary of the customer. Clause 19. Derivatives broker shall arrange

shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and the person controlling

in writing. There shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and

in writing. There shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and

with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the

identity in order to ensure that the client is the person appears on the documents referred to during the account opening process. In this regard, the procedure should be in accordance with the guidelines of

. The risk management policies should support identification and prioritisation of early warning signals of material risks. The risk management policies should be reviewed regularly, such as annually

ปฏิบัตินี้ ทั้งนี้ รายละเอียดดังกล่าวได้แก่เรื่องดังต่อไปนี้ (1) แนวทางปฏิบัติในการนำเทคโนโลยีมาใช้ในการทำความรู้จักลูกค้า (ก) การพิสูจน์ตัวตน (Identity proofing) (ข) การยืนยันตัวตน (Authentication) (ค) การ

เอียดตามท่ีก าหนดในภาคผนวกท่ีแนบทา้ย ประกาศแนวปฏิบติัน้ี ทั้งน้ี รายละเอียดดงักล่าวไดแ้ก่เร่ืองดงัต่อไปน้ี (1) แนวทางปฏิบติัในการน าเทคโนโลยมีาใชใ้นการท าความรู้จกัลูกคา้ (ก) การพิสูจน์ตวัตน (Identity