) Prohibit both Thai and foreign companies issuing shares for sale to the public and listed companies from operating business with the characteristics of investment company, except companies operating a
representative organization that acts as a shareholder of all Thai listed companies on the Stock Exchange of Thailand. TIA has been carrying out the “Quality Assurance Program for the Annual General Shareholders
Securities and Exchange Commission (SEC) in collaboration with the Stock Exchange of Thailand (SET) and the Thai Institute of Directors (IOD), has organized a webinar on the topic, “Preventing, Deterring and
representative organization that acts as a shareholder of all Thai listed companies on the Stock Exchange of Thailand. TIA has been carrying out the “Quality Assurance Program for the Annual General Shareholders
Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock
Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock
authorized to make decisions on company’s business operation on behalf of the board of directors; “Department director” means any person who is responsible for the internal operation of a department in the
effect from the behavior of prohibited characteristics such as impact to money market or capital market, the public in general or a specific group of people, etc.; (b) the significance of the behavior of
from the behavior of prohibited characteristics such as impact to money market or capital market, the public in general or a specific group of people, etc.; (b) the significance of the behavior of
control and follow up measures to ensure effective implementation . Clause 4/1. The applicant for a derivatives business operator registration in the category of derivatives dealer under Clause 2 (4) shall