provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging
assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that
assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that
by the Thai Investors Association does not only lift up the quality of AGM at Thai listed firms to match domestic and international standards, it also raise awareness of shareholders in protecting
Institute (FPTI), and (5) Securities and Exchange Commission (SEC) as an academic supporter. The objective of this seminar is to raise awareness of government and private sectors in protecting personal
ผู้ลงทุนเสียงข้างน้อย (Protecting Minority Shareholder) ก.ล.ต. ได้มีบทบาทในการเข้าร่วมในการปรับปรุงและผลักดันมาตรการต่าง ๆ ในด้านการคุ้มครองผู้ลงทุนเสียงข้างน้อย และในการประเมินในครั้งนี้ผลการจัด
benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at
1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and
4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in