Capital Market Datathon project. The objective is to announce the winning teams and showcase their innovative ideas that bring value to the Thai capital market using SEC Open Data. Ms. Pornanong
, underwriter will be required to seek client?s information sufficient to learn of client?s investment objective and understanding on the product. For the purpose of flexibility and practicality, underwriter is
This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
companies and non-institutional investors. The objective of the proposal is to allow securities companies and investors to take advantage of the repo / reverse repo tool in managing liquidity and generating
and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to
Digital Asset Businesses B.E. 2561 (2018) was also held on the second day of the workshop, with the objective to provide knowledge and understanding, as well as build a network of procedures regarding the
Broadcasting and Telecommunications Commission, (8) the Anti-Money Laundering Office, and (9) the Thai Alliance against Ponzi Schemes. The main objective of the multiparty collaboration is to prevent and
postponement must not hinder the core business, and has to follow the principles of law and must give utmost regard to safety. As such, the company group was able to decrease OPEX spending by approximately 20