impact involving trigger event(s). The potential variation of the coupon is the most common example, but it is also possible to consider the variation of other SLB’s financial and/or structural
the past year, industrial and competition outlook with regard to, for example, an approximate number of competitors, the Company's size compared to the competitors, competitiveness and potential, and
potential, and the names of competitors (only in the case of duopoly or oligopoly). 2.3 Procurement of products or services (a) Describe an overall procedure for procuring products for sale during the past
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
group of targeted potential investors, the registration statement shall state the following information to the extent applicable to the offering procedure: 1. The time period during which the offer will
คุณสมบัติของผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (head of compliance) (ทลธ. 36/2560)
details of asset appraisal Attachment 5: Unabridged https://publish.sec.or.th/nrs/8617pe.doc แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ Attachment 3 Details of the head of internal control and compliance
appraisal Attachment 5: Unabridged https://publish.sec.or.th/nrs/8617pe.doc แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4
potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund
characteristics of such risks as well as the causative circumstances and potential impacts thereof (display numerical assessment results, if possible), tendency or probability of occurrence. Supplementary