order, the two offenders have become persons possessing untrustworthy characteristics and subsequently banned from the position of director or executive at any securities issuing company or listed company
filed the criminal complaint against {A} with the DSI for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of director of a publicly held company, and thus
. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
untrustworthy characteristics of directors or executives under Clause 5(2), in conjunction with 6(3) of the SEC Notification No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company
shall not appear that a director of the council of such private institution of higher education has an untrustworthy characteristic under the Notification of the Securities and Exchange Commission
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the
Untrustworthy Characteristics of Director and Executive as Prescribed in Notification No. Kor Jor 3/2560 (Form 57-E1) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in
Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market Supervisory Board No. TorJor. 19/2553 Re: Rules for Listing Names of Persons on Database of Directors and
. The criteria for consideration are as follows: 1.1 The directors, executives and controlling persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other
Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC