etc. 3. Table summarizing financial status and performance of IPO shares, before and after getting listed on the Exchange. Further information as well as instructions for accessing the “IPO Fact Figure
to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87
gratuity to the informer or the arrestor regarding the offences of insider trading or market manipulation to enhance enforcement efficiency. The proposed regulations provide instructions for giving
consideration on persons entitled to apply for bounty, procedures and instructions for filing an application and bounty payment as well as handling of unclaimed bounty, for example. Nevertheless, commission or
overseas as well as in Thailand. The revised rules cover guidelines for advertisement and publication, areas of permissible marketing activities in Thailand and instructions of benefits received from
investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
Organizations (FETCO), led by Chairman Dr. Kobsak Pootrakool, to discuss policy directions and guidelines for jointly driving the Thai capital market development. The discussion covered promoting investment in
“Policy Directions on Sustainability-related Financial Disclosures,” exchanging the SEC’s sustainability disclosure policy from the regulatory perspectives with expert experience in Thailand and the
opportunities and threats, e.g. Fintech, sustainable finance, SME accessibility to funding sources, RegTech/SupTech etc. as well as directions for strengthening cooperation for developments towards capital
post-COVID-19”. As well, Mr. Pichit Akrathit, SEC Chairman, also gave his speech on the roles of Thai capital market toward the Thai economy and the roles of the SEC in laying out policies and directions