had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
Characteristics of the transaction The company has requested for the amount of guarantee of public utilities for government section in an amount of 80 million baht. Term of Loan : 12 months Collateral : Debenture
Holding Company investing in retail business such as mobile phone distribution and accessories, non-performing debt management, real estate development, hire purchase (associated company), personal loan
via two projects including a soft loan scheme and the Portfolio Guarantee Scheme Phase 8 SMEs Sangthai program where loans are guaranteed by the Thai Credit Guarantee Corporation (TCG) (6) KLeasing auto
Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31% shares in Country Group Securities Public Company Limited and also
date One time pay back at the maturity date Early Redemption None Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31
extend period amount of 1.85 million baht. **** The interest calculated by the approved loan and the period of loan. 5.1.2) Guarantee Fee of the Letter of Guarantee Guarantee Fee 1 % per annum of
having medium to high risk level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete
level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete and accurate information in