) categorizing type of the client; (3) assessing suitability for investment in or entering into a transaction of 13 capital market products; (4) considering ability of the client to perform in respect of servicing
assets, these Criteria must be met for each separately identified project or asset grouping. Bond issuers should determine and justify these project boundaries or asset groupings. Figure 1: Summary of
following periods of time: (a) the information for the purpose of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association , with an approval
) the information for the purpose of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association1, with an approval of the SEC Office, except
total voting shares of such company, clarify why such practice is employed instead of direct shareholding by the Company; (3) In case of several connected transactions, each with little value, grouping
asset grouping. Bond issuers should determine and justify these project boundaries. Requirement 3: Free Prior & Informed Consent (FPIC) For all projects, FPIC must be sought when property rights are
company, clarify why such practice is employed instead of direct shareholding by the Company; (3) In case of several connected transactions, each with little value, grouping such transactions as seen
classifying information according to organization’s classification scheme and establish the operating procedures for each level of classified information; (9) define information security requirements