English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual
amendment under the SEC Office's order and the period of completion or the expected period of completion are attached to the requisition for exemption). 5. In case of establishing a full branch office
submit information memorandum regarding the acquisition of assets of listed companies as attached. Please be informed accordingly. Yours faithfully, (Mr. Suphot Sirikulpat) Chief Executive Officer
; Clause 3 Securities company intending to apply for additional securities business licenses shall file an application with the SEC via the SEC Office in Form 90-6 attached herewith together with two copies
Database of Directors and Executives of Securities Issuing Companies dated 25 May 2010, the SEC Office hereby issues the following regulations: Clause 1. In this Notification and the form attached hereto: (1
information as prescribed in Clause 8 to the SEC Office in accordance with the following rules: (1) the disclosure of information under Clause 8(1) (2) (4) and (5) shall be subject to the table attached to this
Notification: (1) “audit firm” means an audit firm where an auditor is attached to and conducts audit work for; (2) “financial institution” means: (a) a commercial bank, finance company or credit foncier company
of the mutual fund, which properly reflect the mutual fund’s risk level, according to the guidelines attached to this Notification; (3) classification of investment units, at least including the
photocopies of the concerned documents shall be attached
shall be specified the concerned provisions of law or rule, and the photocopies of the concerned documents shall be attached