trustworthiness in regard of undertaking such securities businesses; "major shareholder" means any person directly or indirectly holds shares of securities company exceeding ten percent of voting shares of such
governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of legally proceeding against or being punished
personnel, the intermediary shall govern its personnel to comply with such standards. Clause 10 An intermediary shall not make a contract with a client in a manner of release or limit its liability for damage
bidding pro of Directors s assets by any ny. Provided rice and rele in the biddin constitutes a y to other p 5 (1992), as ital Market Transactions rd of Govern Acts of Listed ly, the “Noti ocess is app be
order the REIT manager to make correction within the specified period of time, or may govern thereof in accordance with Clause 31. 2 The law on accounting professions means The Accounting Professions Act
, and reporting, providing a framework for the board to govern listed companies to operate responsibly for the environment and society and to create sustainable value. Task Force for
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited