intermediary established in foreign jurisdiction for providing services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the
services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the Notification of the Office of the Securities and Exchange
services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the Notification of the Office of the Securities and Exchange
fraud in assessing risks to the achievement of the organization’s objectives. Questions Yes No 8.1 The company assesses the potential for fraud covering all types of fraud including fraudulent financial
ดังกล่าว เพ่ือมิให้ผู้ลงทุนและผู้มีส่วนได้เสียเข้าใจผิดและพิจารณา เปิดเผยแผนการดำเนินการต่อไปให้ชัดเจน 3 Scope 3 คาดว่าจะบังคับให้รายงานใน 56-1 One report ปีไหน ตอนนี้ ยังไม่กำหนด ทั้งนี้ บริษัทสามารถ
in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit
scope of digital asset business currently covers only digital asset exchange, digital asset broker and digital asset dealer. Therefore, the SEC Board views it appropriate to add digital asset advisory
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
Thailand. Part 1 Scope of Effectiveness and Authority of the SEC Office _____________________ Clause 4 An offering of newly issued shares shall be in accordance with the following regulations: (1) a public
Provision ____________________ Chapter 1 Scope of Applicability ____________________ Clause 4 The regulations on structured notes is under two separate parts due to the combined characteristics of the bonds