Management Name : Mr SEIJI TOJO | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 17/08/2016

Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 19,948,269.33 baht for manipulating share price of Union Petrochemical Plc. (UKEM). The fine was

three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  For unlicensed securities business operated by S

., imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC, therefore, filed the criminal complaint against the three

and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends. The SEC, therefore, filed a criminal complaint against Mr. Malpas with the ECD Police for

or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.The SEC therefore filed a criminal complaint with the ECD

Exchange Act B.E. 2535 (SEA) and the Derivatives Act B.E. 2546 (DA). Under Section 289 of the SEA, the said violation was subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both

subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  The SEC therefore

-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues as specified by Section 289 of the SEA. The SEC

. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period