contains a particular provisions relating to restriction of rights and liberties of persons while Section 29 along with Section 35 Section 36 Section 39 Section 48 and Section 50 of the Constitution of the
Section 30 of the Derivatives Act B.E. 2546 (2003), which contains a particular provisions relating to restriction of rights and liberties of persons while Section 29 along with Section 35 Section 36
margin loans and the loans to any particular client to ensure greater caution; (3) To establish a concentration ratio for the securities used as collateral by each customer, ensuring it does not exceed
particular case, the SEC will monitor the progress of the legal proceedings and collaborate fully with relevant authorities to support law enforcement under the SEA. Remark: * SEC News Release No. 104/2017
growth of regional exchanges. In particular, the South East Asian exchanges have been developing collaboration among them so that it will eventually lead to each individual market being more efficient
shall be deemed to have obtained general permission and thus be exempted from SEC disclosure requirements. The relaxation is granted to those particular group of investors as they are considered
that trading was made by local institutions and there was no irregular trading in any particular securities during such period.4. Cause and resolution for TFEX?s delayed openingNumerous transactions
based on the fundamentals of particular securities.Dr. Suntharee Lhaopadchan, researcher, Faculty of Management Sciences, Kasetsart University, said that purchase of shares by persons with access to
in supporting Thailand competitiveness in the international arena, in particular preparation for the upcoming ASEAN Economic Community (AEC) and hopes that Thailand will become a gateway for foreign
, are not much popular among the retail investors, in particular trading them in the secondary market. Perhaps, the investors are accustomed to buy-and-hold investment or they may not have sufficient