Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective Investment Schemes จึงขอเปิดโอกาสให้บริษัทหลักทรัพย์และผู้ประกอบธุรกิจ http://law.sec.or.th
person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who who agreed to enter the settlement, to trade shares of Union Petrochemical Public
An unknown person From July 21 and August 20, 2007, Another unknown person person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts colluded or agreed with Mr
will help reflect its actual financial position and operating performance as well as be of beneficial to investors, the SEC has granted a waiver to DAIDO from correcting its Q1 and Q2/2004 financial
of enterprises which are environmentally beneficial in the following issues: (1) solutions to reduce pollution; (2) promotion of biodiversity conservation; and (3) measures against the adverse
restrictions or obstacles in business operations in order to prescribe rules which are appropriate, practical and beneficial to stakeholders. This revision of notifications is not applicable to securities
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
of expenditure. Meanwhile, it would be very beneficial if the industry adopts CSR in process to banking business operations. Moreover, banking industry may further some of the SEC projects to promote
management companies must not charge the funds an advertisement fee, except that the advertisement is evenly beneficial to the funds and all unit holders. Also, the companies must not charge the funds for the
also beneficial to the firms? readiness for more intensified competition and challenges in the upcoming ASEAN Economic Community.SEC Secretary-General Vorapol Socatiyanurak revealed that ?Yesterday, the