operators.  SEC Secretary-General sough their opinions and wished to learn of their problems and obstacles in their operation in the fast-changing environment and in support of consideration in formulating

of Foreign Auditors in the Capital Market (Fast Track) Clause 6(2) of the Notification of the Office of the Securities and Exchange Commission No. SorShor 30/2558 Re: Approval of Foreign Auditors in

เสนอขายหุ้นแก่ประชาชนทั่วไปของบริษัทจดทะเบียน (SPO) กฎเกณฑ์ SHARE : Detail Content ​​​​​ตราสารทุน หุ้น การเสนอขายหุ้นแก่ประชาชนทั่วไปของบริษัทจดทะเบียน (SPO) แบ่งเป็น 2 กรณี คือ 1. ​กรณี​ fast track

: เกณฑ์การเสนอขายหุ้น PO ส าหรับบริษทัจดทะเบียนท่ีมลีกัษณะ การก ากบัดูแลกจิการ (corporate governance หรือ “CG”) ท่ีดีตามท่ีก าหนดในประกาศ (“เกณฑ์ fast track”) ซ่ึงเป็นเกณฑ์ท่ีผอ่นปรนกวา่เกณฑ์ PO แบบ normal

with rules specified by the SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets

SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying

SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying

taking the following actions: (a) collecting and allocating the client’s assets to the client ; (b) transferring the client asset account and the client’s assets to another intermediary ; (c) closing the

taking the following actions: (a) collecting and allocating the client’s assets to the client; (b) transferring the client asset account and the client’s assets to another intermediary; (c) closing the

taking the following actions: (a) collecting and allocating the client’s assets to the client; (b) transferring the client asset account and the client’s assets to another intermediary; (c) closing the