have the following rights: Right to withdraw consent: You have the right to withdraw your consent for the SEC Office to process your personal data given to the SEC Office during the period in which your
Data Report, Customer Outstanding Data Report, Customer Data, Orderbook, Tradebook, Deposit / Transfer / Withdraw Report, OTC report, IT audit report and corrective action plan and RLA (Risk Level
transfers, counterfeited the investor’s signature to execute redemption transactions, and used the ATM card to withdraw money from the banking account and spent it for her own benefit. Such wrongful acts
the client’s investment suitability test and ordered {B} to open a fund account under the client’s name as well as withdraw 1 million baht from the client’s savings account to buy such funds. {A
fake saving accounts and making fake ATM cards or counterfeiting the clients' signatures to withdraw money from the clients' accounts. The six wrongful investment consultants, each committing unrelated
operator shall remove such person from the position or the duty without delay. Clause 6 When a derivatives business operator has obtained, or is deemed to have obtained, an approval for appointment of
www.sec.or.th/scamalert or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for
, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall remove the name of such person from
remove the name of such person from the register of person qualified to be fund manager. Clause 7. In order for a person to be approved to be listed in the register of person qualified to be fund manager