Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel
Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval
Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major
and Exchange Commission SorThor. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5) 23/06/2011 01/07/2011 13. Notification of the Office of the Securities and Exchange
. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5) 23/06/2011 01/07/2011 10. Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 18/2554 Reporting
provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as the amount of debt relieved by the rehabilitation plan, interest claims