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นายธวัชชัย พิทยโสภณ รักษาการแทนเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต) พร้อมคณะผู้บริหารและพนักงานเข้าร่วมกิจกรรม “วันต่อต้านคอร์รัปชัน 2566” ซึ่งนำเสนอเครื่องมือภาคประชาชนที่ช่วยตรวจสอบการทุจริต สนับสนุนการเปิดเผยข้อมูลของภาครัฐและเอกชนที่โปร่งใส เป็นประโยชน์ต่อสาธารณชน นอกจากนี้ งานดังกล่าวยังถือเป็นพื้นที่ของการแบ่งปันเรื่องราวการแสดงพลังต้านโกงของประชาชน ณ สถานีกลางกรุงเทพอภิวัฒน์ (บางซื่อ) เมื่อวันที่ 6 กันยายน 2566บุคคลในภาพ (เรียงลำดับจากซ้าย)นายเอนก อ...

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SEC invites public opinions on the proposed amendment of provisions concerning debt securities in Securities and Exchange Act to keep pace with current situations

Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8793

SEC seeks public comments on a proposed amendment to the Securities and Exchange Act to enhance flexibility in operation of associations related to securities business

, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8842

SEC public hearing on a proposed amendment to the Securities and Exchange Act regarding preparation and submission of financial information of listed companies to enhance flexibility

SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in issuing regulations on disclosure of interim financial information, including the requirements on format, frequency and period of preparation and submission of interim financial reporting. Currently, SEC is not planning to amend the regulations related to preparation and submission of interim financi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8737

SEC invites public opinions on proposed amendment to Securities and Exchanges Act to make it more flexible and keep pace with upcoming technology

SEC proposes the amendment to Securities and Exchanges Acts in various aspects so that the law would be more flexible, able to keep pace with new development and suitable for actual use. It also aims to support the using of new technology in several activities in capital market, in particular fundraising, trading, and clearing and settlement. We believe that the embrace of innovation would promote the competition, align and enhance the supervision of alike activities, and provide investors with...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8778

SEC and Custodian Club discuss ways to elevate efficiency of post-trade services and custodial roles under draft amendments to PVD Act

custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10424

The proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=651

SEC Thailand public hearing on proposed requirements for derivatives business operators under the Derivatives Act B.E. 2546 (2003) to ensure clearer management of customer assets

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=903