’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For
has therefore amended the regulations related to quota allocation for foreign exchange transactions of digital asset business operators,* applying to digital asset fund managers inclusively. The
applying corporate governance principles to family-controlled businesses, expectations from institutional investors and disclosure of beneficial ownership in businesses in Asia. -------------* Established
Bangkok, March 25, 2013 ? The SEC is seeking public comment on proposed regulatory revision governing preparation of financial statements of holding company applying to offer for sale of newly
?Bangkok, March 25, 2013 ? The SEC is seeking public comment on proposed regulatory revision governing preparation of financial statements of holding company applying to offer for sale of newly
purpose of Ordinary share 200,000,000 1 200,000,000 utilizing proceeds Preferred share General Mandate Ordinary share Preferred share 2/6 2. Allocation of new shares 2.1 Specify the purpose of proceeds
. Notification of the Securities and Exchange Commission KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning
/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E
KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities