own bank account to receive transfers of the total B/E sale money to be further distributed to other persons while (6) Jaroonluck, secretary to the KC Board of Directors, assisted in executing certain
committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating
information for other persons to do the same; 1.3 Market Manipulation, divided into two types, namely (i) executing trading orders to mislead other persons about the price or trading volume of securities, and
local distributor of beverage products in Vietnam) to carry out a trading business of energy drink product in Vietnam. The purpose of this investment is to expand the overseas business of the Company. The
Clause 10(3) and (4), as the case may be, the SEC Office shall be empowered to carry out one or more of the following acts instead of, or in addition to, the actions that have been taken: (1) to determine
bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions
levels; and · require the Ethics Partner to carry out appropriate investigations, where the audit client or a third party calls into question the integrity, objectivity or independence of the audit firm. 8
decisions for audit client; · operate an enforcement mechanism to promote compliance with the policies and procedures; ขึ้ · require the Ethics Partner to carry out appropriate investigations, where the
capital shall be furnished with the following content; (1) the trust manager’s responsibility to carry out the process; (2) the purpose of the increase of capital; (3) the process to increase the capital in
officials to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette. CHAPTER 1 SUPERVISION OF SECURITIES AND EXCHANGE