Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
> Establishment of Mutual Funds > Termination of approval for the establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 5. Termination of approval for the establishment
> Establishment of Mutual Funds > Termination of approval for the establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 5. Termination of approval for the establishment
the entrance area - Add service point for hand sanitizer - Measure daily body temperature of all staffs before working - Request cooperation from all customers and staffs wearing the face masks - Clean
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
that the securities company is able to demonstrate establishment of the organizational structure which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts
that the securities company is able to demonstrate establishment of the organizational structure which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts
be or perform duty as its executive or advisor upon being granted approval from the Office on condition that the securities company is able to demonstrate establishment of the organizational structure
contain a corrective measure. / X X The votes of the excess units over one-third shall not be counted * / / / Pay dividend in the total amount X / / Correct the proportion within two months