year. The score improvement reflects the SEC’s operating enhancements in various areas as well as preventive measures against corruption.  The SEC has received excellent results in the CRMS Assessment

individual auditors’ engagement. The overall results of the inspection conducted on 13 audit firms in 2016 during the third cycle, which is between 2016 to 2018, indicated continuous improvement from the

partners. Expected outcome 1. The shift towards single licensing scheme would enable securities business operators to upgrade their licenses to a full-service type, arrange for flexible structure of business

Development 2021.” He also presented the ASEAN Corporate Governance Scorecard Awards to Thai listed company recipients. The conference was held at The Athenee Hotel Bangkok.  Finance Minister Arkhom

(IASB), and made financial contributions to facilitate the ongoing efforts of the Federation of Accounting Professions (FAP) in the improvement of the Thai accounting standards toward convergence with the

CLMV countries, held in Cambodia. In 2017, we attended the notable conferences and seminars as follows: 10 Activities relevant to the improvement of financial reporting Financial Statements Surveillance

organized by the Asian Corporate Governance Association and the CLSA Asia-Pacific Markets. This is due to continuous improvement and revision of supervisory regulations together with information disclosure of

The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the

The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a

Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and