Facebook page “สมาคมหุ้นทองคำ” impersonates “Gold Traders Association” : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2024)
Facebook page “HSH Stock Gold Online Association” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 27/08/2024)
Facebook page “Association Gold Traders” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 29/08/2024)
Facebook page “Stock Exchange Association” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 16/09/2024)
Facebook page “Thai Stock Trading Association” impersonates “Shining Gold Bullion Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 16/09/2024)
oversight of persons with the power of management and major shareholders, the imposition of penalties, and statues of limitations for legal proceedings. These proposed amendments are intended to enhance
branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC is proposing additional regulations related to custody of clients’ assets by requiring that digi...
The public hearing under the regulatory guillotine scheme welcomes comments from the public and stakeholders regarding review and revision to the debt securities regulations. The proposed amendments would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is proposing to review the regulations governing debt securities of all types and related notifications. I...
enhance flexibility and accommodate future changes suitable for the Thai capital market landscape. Over the past years, foreign studies have shown that many foreign capital markets have revised their