operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance; In the case where the derivatives broker lacks of qualification
operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance; In the case where the derivatives broker lacks of qualification
even though on the disclosure date, EARTH had a liquidity issue and it did not appear clearly that EARTH would be able to raise fund for starting the coal mining as planned. Such acts are liable to
Public Limited Companies Act by holding a shareholders meeting as soon as possible to select new directors and fill vacant positions.In a letter to all individual IFEC directors whose name appear on the
/ intermediary to buy and sell investment products. • Confident to make informed investment decisions. • Confident to question investment offers that appear too good to be true. • Confident to ask a financial
potential research questions arise. For example, the convex flow- performance relationship gives fund managers an incentive to chase returns by taking on additional risk, is there evidence of such behavior in
Capital Market Supervisory Board or the SEC Office; or aiding or abetting thereof; (3) dishonest or deceitful acts; or aiding or abetting thereof. Clause 17 In cases where the facts appear that any person
142 or Section 143 of the Securities and Exchange Act B.E. 2535 (1992). (5) for the period of twelve months prior to the date the branch office starts its operation, it must not appear that the
twelve months prior to the date the branch office starts its operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance
shares has proposed an agenda item but whose name does not appear in the register at the record date, should the board of directors nevertheless include the proposed agenda item in the shareholders