qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
embrace changes and develops a sustainable capital market and economy for the benefit of all stakeholders " Our mission is : “To assure conducive environment for a fair, efficient, dynamic and inclusive
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
หลักทรัพย์ (order ID) / หมายเลขบัญชี ซ้ือขายหลักทรัพย์ (account ID) กรณีที่มีการใช้หมายเลขประจ าเครื่อง แบบพลวัต (dynamic IP address) ผู้ประกอบธุรกิจต้องสามารถระบบุัญชี ผู้ใช้งานและ IP address ในช่วงเวลา
. Regarding the next 15-year perspective, the Secretary-General said: “It is difficult to make a clear-cut prediction while the digital asset industry is in constant, dynamic change. Nevertheless, the SEC is
returns and contribute to the region?s future growth prospects.? ?Under this initiative, investors and fund managers can benefit and leverage off one of the most dynamic regions of the world, with a